Function
A firewall is a dedicated appliance, or software running on another computer, which inspects network traffic passing through it, and denies or permits passage based on a set of rules.
A firewall's basic task is to regulate some of the flow of traffic between computer networks of different trust levels. Typical examples are the Internet which is a zone with no trust and an internal network which is a zone of higher trust. A zone with an intermediate trust level, situated between the Internet and a trusted internal network, is often referred to as a "perimeter network" or Demilitarized zone (DMZ).
A firewall's function within a network is similar to physical firewalls with fire doors in building construction. In the former case, it is used to prevent network intrusion to the private network. In the latter case, it is intended to contain and delay structural fire from spreading to adjacent structures.
Without proper configuration, a firewall can often become worthless. Standard security practices dictate a "default-deny" firewall ruleset, in which the only network connections which are allowed are the ones that have been explicitly allowed. Unfortunately, such a configuration requires detailed understanding of the network applications and endpoints required for the organization's day-to-day operation. Many businesses lack such understanding, and therefore implement a "default-allow" ruleset, in which all traffic is allowed unless it has been specifically blocked. This configuration makes inadvertent network connections and system compromise much more likely.
Network firewallA firewall is a system or group of systems that enforces an access control policy between two or more networks. The actual means by which this is accomplished varies widely, but in principle, the firewall can be thought of as a pair of mechanisms: one which exists to block traffic, and the other which exists to permit traffic. Some firewalls place a greater emphasis on blocking traffic, while others emphasize permitting traffic. Probably the most important thing to recognize about a firewall is that it implements an access control policy. If you don't have a good idea of what kind of access you want to allow or to deny, a firewall really won't help you. It's also important to recognize that the firewall's configuration, because it is a mechanism for enforcing policy, imposes its policy on everything behind it. Administrators for firewalls managing the connectivity for a large number of hosts therefore have a heavy responsibility.
Why would I want a firewall?
The Internet, like any other society, is plagued with the kind of jerks who enjoy the electronic equivalent of writing on other people's walls with spraypaint, tearing their mailboxes off, or just sitting in the street blowing their car horns. Some people try to get real work done over the Internet, and others have sensitive or proprietary data they must protect. Usually, a firewall's purpose is to keep the jerks out of your network while still letting you get your job done.
Many traditional-style corporations and data centers have computing security policies and practices that must be followed. In a case where a company's policies dictate how data must be protected, a firewall is very important, since it is the embodiment of the corporate policy. Frequently, the hardest part of hooking to the Internet, if you're a large company, is not justifying the expense or effort, but convincing management that it's safe to do so. A firewall provides not only real security--it often plays an important role as a security blanket for management.
Lastly, a firewall can act as your corporate ``ambassador'' to the Internet. Many corporations use their firewall systems as a place to store public information about corporate products and services, files to download, bug-fixes, and so forth. Several of these systems have become important parts of the Internet service structure (e.g., UUnet.uu.net, whitehouse.gov, gatekeeper.dec.com) and have reflected well on their organizational sponsors. Note that while this is historically true, most organizations now place public information on a Web server, often protected by a firewall, but not normally on the firewall itself.
What can a firewall protect against?
Some firewalls permit only email traffic through them, thereby protecting the network against any attacks other than attacks against the email service. Other firewalls provide less strict protections, and block services that are known to be problems.
Generally, firewalls are configured to protect against unauthenticated interactive logins from the ``outside'' world. This, more than anything, helps prevent vandals from logging into machines on your network. More elaborate firewalls block traffic from the outside to the inside, but permit users on the inside to communicate freely with the outside. The firewall can protect you against any type of network-borne atta 1000 ck if you unplug it.
Firewalls are also important since they can provide a single ``choke point'' where security and audit can be imposed. Unlike in a situation where a computer system is being attacked by someone dialing in with a modem, the firewall can act as an effective ``phone tap'' and tracing tool. Firewalls provide an important logging and auditing function; often they provide summaries to the administrator about what kinds and amount of traffic passed through it, how many attempts there were to break into it, etc.
Because of this, firewall logs are critically important data. They can be used as evidence in a court of law in most countries. You should safeguard, analyze and protect yoru firewall logs accordingly.
This is an important point: providing this ``choke point'' can serve the same purpose on your network as a guarded gate can for your site's physical premises. That means anytime you have a change in ``zones'' or levels of sensitivity, such a checkpoint is appropriate. A company rarely has only an outside gate and no receptionist or security staff to check badges on the way in. If there are layers of security on your site, it's reasonable to expect layers of security on your network.
What can't a firewall protect against?
Firewalls can't protect against attacks that don't go through the firewall. Many corporations that connect to the Internet are very concerned about proprietary data leaking out of the company through that route. Unfortunately for those concerned, a magnetic tape, compact disc, DVD, or USB flash drives can just as effectively be used to export data. Many organizations that are terrified (at a management level) of Internet connections have no coherent policy about how dial-in access via modems should be protected. It's silly to build a six-foot thick steel door when you live in a wooden house, but there are a lot of organizations out there buying expensive firewalls and neglecting the numerous other back-doors into their network. For a firewall to work, it must be a part of a consistent overall organizational security architecture. Firewall policies must be realistic and reflect the level of security in the entire network. For example, a site with top secret or classified data doesn't need a firewall at all: they shouldn't be hooking up to the Internet in the first place, or the systems with the really secret data should be isolated from the rest of the corporate network.
Another thing a firewall can't really protect you against is traitors or idiots inside your network. While an industrial spy might export information through your firewall, he's just as likely to export it through a telephone, FAX machine, or Compact Disc. CDs are a far more likely means for information to leak from your organization than a firewall. Firewalls also cannot protect you against stupidity. Users who reveal sensitive information over the telephone are good targets for social engineering; an attacker may be able to break into your network by completely bypassing your firewall, if he can find a ``helpful'' employee inside who can be fooled into giving access to a modem pool. Before deciding this isn't a problem in your organization, ask yourself how much trouble a contractor has getting logged into the network or how much difficulty a user who forgot his password has getting it reset. If the people on the help desk believe that every call is internal, you have a problem that can't be fixed by tightening controls on the firewalls.
Firewalls can't protect against tunneling over most application protocols to trojaned or poorly written clients. There are no magic bullets and a firewall is not an excuse to not implement software controls on internal networks or ignore host security on servers. Tunneling ``bad'' things over HTTP, SMTP, and other protocols is quite simple and trivially demonstrated. Security isn't ``fire and forget''.
Lastly, firewalls 1000 can't protect against bad things being allowed through them. For instance, many Trojan Horses use the Internet Relay Chat (IRC) protocol to allow an attacker to control a compromised internal host from a public IRC server. If you allow any internal system to connect to any external system, then your firewall will provide no protection from this vector of attack.
Design and Implementation Issues
What are some of the basic design decisions in a firewall?
There are a number of basic design issues that should be addressed by the lucky person who has been tasked with the responsibility of designing, specifying, and implementing or overseeing the installation of a firewall.
The first and most important decision reflects the policy of how your company or organization wants to operate the system: is the firewall in place explicitly to deny all services except those critical to the mission of connecting to the Net, or is the firewall in place to provide a metered and audited method of ``queuing'' access in a non-threatening manner? There are degrees of paranoia between these positions; the final stance of your firewall might be more the result of a political than an engineering decision.
The second is: what level of monitoring, redundancy, and control do you want? Having established the acceptable risk level (i.e., how paranoid you are) by resolving the first issue, you can form a checklist of what should be monitored, permitted, and denied. In other words, you start by figuring out your overall objectives, and then combine a needs analysis with a risk assessment, and sort the almost always conflicting requirements out into a laund 1000 ry list that specifies what you plan to implement.
The third issue is financial. We can't address this one here in anything but vague terms, but it's important to try to quantify any proposed solutions in terms of how much it will cost either to buy or to implement. For example, a complete firewall product may cost between $100,000 at the high end, and free at the low end. The free option, of doing some fancy configuring on a Cisco or similar router will cost nothing but staff time and a few cups of coffee. Implementing a high end firewall from scratch might cost several man-months, which may equate to $30,000 worth of staff salary and benefits. The systems management overhead is also a consideration. Building a home-brew is fine, but it's important to build it so that it doesn't require constant (and expensive) attention. It's important, in other words, to evaluate firewalls not only in terms of what they cost now, but continuing costs such as support.
On the technical side, there are a couple of decisions to make, based on the fact that for all practical purposes what we are talking about is a static traffic routing service placed between the network service provider's router and your internal network. The traffic routing service may be implemented at an IP level via something like screening rules in a router, or at an application level via proxy gateways and services.
The decision to make is whether to place an exposed stripped-down machine on the outside network to run proxy services for telnet, FTP, news, etc., or whether to set up a screening router as a filter, permitting communication with one or more internal machines. There are benefits and drawbacks to both approaches, with the proxy machine providing a greater level of audit and, potentially, security in return for increased cost in configuration and a decrease in the level of service that may be provided (since a proxy needs to be developed for each desired service). The old trade-off between ease-of-use and security comes back to haunt us with a vengeance.
What are the basic types of firewalls?
Conceptually, there are three types of firewalls:
- Network layer
- Application layer
- Hybrids
They are not as different as you might think, and latest technologies are blurring the distinction to the point where it's no longer clear if either one is ``better'' or ``worse.'' As always, you need to be careful to pick the type that meets your needs.
Which is which depends on what mechanisms the firewall uses to pass traffic from one security zone to another. The International Standards Organization (ISO) Open Systems Interconnect (OSI) model for networking defines seven layers, where each layer provides services that ``higher-level'' layers depend on. In order from the bottom, these layers are physical, data link, network, transport, session, presentation, application.
The important thing to recognize is that the lower-level the forwarding mechanism, the less examination the firewall can perform. Generally speaking, lower-level firewalls are faster, but are easier to fool into doing the wrong thing.
These days, most firewalls fall into the ``hybrid'' category, which do network filtering as well as some amount of application inspection. The amount changes depending on the vendor, product, protocol and version, so some level of digging and/or testing is often necessary.
Network layer firewallsThese generally make their decisions based on the source, destination addresses and ports in individual IP packets. A simple router is the ``traditional'' network layer firewall, since it is not able to make particularly sophisticated decisions about what a packet is actually talking to or where it actually came from. Modern networ 1000 k layer firewalls have become increasingly sophisticated, and now maintain internal information about the state of connections passing through them, the contents of some of the data streams, and so on. One thing that's an important distinction about many network layer firewalls is that they route traffic directly though them, so to use one you either need to have a validly assigned IP address block or to use a ``private internet'' address block layer firewalls tend to be very fast and tend to be very transparent to users.
In Figure 1, a network layer firewall called a ``screened host firewall'' is represented. In a screened host firewall, access to and from a single host is controlled by means of a router operating at a network layer. The single host is a bastion host; a highly-defended and secured strong-point that (hopefully) can resist attack.
Example Network layer firewall: In Figure, a network layer firewall called a ``screened subnet firewall'' is represented. In a screened subnet firewall, access to and from a whole network is controlled by means of a router operating at a network layer. It is similar to a screened host, except that it is, effectively, a network of screened hosts.
Application layer firewalls
These generally are hosts running proxy servers, which permit no traffic directly between networks, and which perform elaborate logging and auditing of traffic passing through them. Since the proxy applications are software components running on the firewall, it is a good place to do lots of logging and access control. Application layer firewalls can be used as network address translators, since traffic goes in one ``side'' and out the other, after having passed through an application that effectively masks the origin of the initiating connection. Having an application in the way in some cases may impact performance and may make the firewall less transparent. Early application layer firewalls such as those built using the TIS firewall toolkit, are not particularly transparent to end users and may require some training. Modern application layer firewalls are often fully transparent. Application layer firewalls tend to provide more detailed audit reports and tend to enforce more conservative security models than network layer firewalls.
Example Application layer firewall: In Figure above, an application layer firewall called a ``dual homed gateway'' is represented. A dual homed gateway is a highly secured host that runs proxy software. It has two network interfaces, one on each network, and blocks all traffic passing through it.
Most firewalls now lie someplace between network layer firewalls and application layer firewalls. As expected, network layer firewalls have become increasingly ``aware'' of the informa 1000 tion going through them, and application layer firewalls have become increasingly ``low level'' and transparent. The end result is that now there are fast packet-screening systems that log and audit data as they pass through the system. Increasingly, firewalls (network and application layer) incorporate encryption so that they may protect traffic passing between them over the Internet. Firewalls with end-to-end encryption can be used by organizations with multiple points of Internet connectivity to use the Internet as a ``private backbone'' without worrying about their data or passwords being sniffed.
What are proxy servers and how do they work?
A proxy server (sometimes referred to as an application gateway or forwarder) is an application that mediates traffic between a protected network and the Internet. Proxies are often used instead of router-based traffic controls, to prevent traffic from passing directly between networks. Many proxies contain extra logging or support for user authentication. Since proxies must ``understand'' the application protocol being used, they can also implement protocol specific security (e.g., an FTP proxy might be configurable to permit incoming FTP and block outgoing FTP).
Proxy servers are application specific. In order to support a new protocol via a proxy, a proxy must be developed for it. One popular set of proxy servers is the TIS Internet Firewall Toolkit (``FWTK'') which includes proxies for Telnet, rlogin, FTP, the X Window System, HTTP/Web, and NNTP/Usenet news. SOCKS is a generic proxy system that can be compiled into a client-side application to make it work through a firewall. Its advantage is that it's easy to use, but it doesn't support the addition of authentication hooks or protocol specific logging.
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